FINRA Releases Additional Guidance Related To Social Media

The FINRA recently released Regulatory Notice 17-18, which contains guidance pertaining to social networking websites and business communications. FINRA clarified a number of topics, including: Member firms are obligated to retain a record of communications that occur via text messaging applications and chat services between its registered representatives and investors in accordance with Rules 17a-3

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via Tumblr FINRA Releases Additional Guidance Related To Social Media