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SEC Shuts Down Scheme Scamming Millions From Elderly Investors

3/28/2017

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Ed. Note: This article first appeared in International Adviser The US SEC implemented an emergency asset freeze and temporary restraining order against an investment adviser and his financial management company accused of scamming elderly investors out of millions. The SEC alleges that Daniel Glick and his unregistered Chicago-based investment advisory firm, Financial Management Strategies (FMS),


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